– Creative Director at a leading-edge company for more than 10 years (and there for the IPO 5 years ago).
– Has concentrated stock (RSUs, ISOs), and the company continues to grow.
More stock & cash than he ever could realize, and doesn’t know how to best steward this wealth, but has an investment preference for Environmental, Social, and Governance (ESG) companies.
– Wants to start his own dream agency business, but doesn’t know how.
– Aging parents – wants to take care of them, as well as his siblings
– In a long-term relationship, not yet married, but knows that he will eventually get married and start a family
Key Questions
“What is the timing and tax impact if I decide to sell my RSUs and ISOs?”
“How can I start up my business without having to sell all or most of my stock?”
“How do I secure my parents, my siblings, and my future children?”
Success Outcomes
+ Assessed the stock, and created a selling strategy over the next few years, while keeping some of his stock, and considering hedging strategies on the other.
+ Invest smarter with companies that align with his ESG values.
+ Leveraged his stock to obtain access to credit, rather than sell the stock, and pay taxes.
+ Established a long term care plan for his parents, and funded it for them, so his parents (and other siblings) don’t have to worry about it.
Let's Talk About Your Success
“Read our Success Stories” are not actual clients but rather are hypothetical characters and scenarios used to illustrate potential client circumstances where our expertise may be employed. Each client experience is unique and “success,” however it is defined, cannot be guaranteed. However, these hypothetical client experiences are used as examples for where our services may be of benefit.